Ethisphere Symposium: FCPA Due Diligence: Best Practices and Red Flags
8/3/2010
| When: |
August 3, 2010
11am PT/12pm MT/1pm CT/2pm ET
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Contact:
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Randi Chan
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FCPA Due Diligence: Best Practices and Red Flags
1. Introduction
2. FCPA Explained
a. What Companies Are Liable?
b. What Is A "Corrupt Act?”
c. What Constitutes A "Foreign Official?”
d. What Constitutes A "Third-Party Payment?”
e. What Are High-Risk Countries?
3. Developing A FCPA Due Diligence Process
a. Establish A Credible Due Diligence Process
b. Ensure A Valid, Testable Outcome
c. Leverage Proven Methods To Minimize Unforeseen Error or Complication
d. Formally Document The Process
4. Executing The Due Diligence Program
a. Training
b. Risk Assessment
i. Global Footprint
ii. Business Partners And Vendors
c. Third-Party Vetting
d. Document Due Diligence
5. Routine Monitoring Of The Program
a. Risk Assessment
b. Periodic Testing
c. Modifying the Program
6. Voluntary Self-Disclosure
7. FCPA "Red Flags” For Corruption
• Topic I
What are the FCPA rules and who do they apply to?
• Topic II
What basic assumptions should be followed in establishing an FCPA due diligence program?
• Topic III
How do you determine which business partners and third-party providers should be subjected to due diligence?
• Topic IV
How do you monitor the effectiveness of the due diligence process? How do you respond to deficiencies?
• Topic V
What FCPA "Red Flags” should you be aware of in assessing risk and executing testing procedures?
These live webcasts are available for CLE credit in many states. Please be sure to check the details to determine if they qualify for credit in your jurisdiction.
Date: August 3, 2010
Time: 11am PT/12pm MT/1pm CT/2pm ET
Faculty:
Price: $115 non-members Complimentary for Ethisphere Council and BELA Members, please click here for your discount code. |
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